Tuesday, May 5, 2020

SCRIPT - Grand Strategy Book Recommendations (05/04/2019)



Grand Strategy Book Recommendations

So in response to a few requests from YouTube commenters, here’s a simple video recommending some books on Grand Strategy. Obviously these reflect my own opinions and biases; so if you want to, please add your own recommendations in the comments, or else treat the video like the belated April Fool’s joke that you think it is.
 

A Good Grand Strategy Book
In my opinion, a good book on Grand Strategy has the following elements:

1. Actually about Grand Strategy. Pretty obvious – but looks can be deceiving. If Grand Strategy is about using state-level resources to achieve state-level goals; then a grand strategy book needs to focus on that relationship between means and ends, whether by analyzing how states can fully exploit their resources, or what policies lead to what outcomes, and so on.

This is my complaint about John Lewis Gaddis’ book On Grand Strategy, which focuses on the idea of ‘means and ends’ to such an extent that it’s really a book about decision-making. Which is fair enough, given the Yale Professor’s role in teaching the US elite, but that’s not what I bought the book for.

2. Careful about simplifying history. Writing history implies simplification, and even more so when you’re trying to prove some strategic argument. But a good book takes care not to simplify so much as to lose persuasiveness.

You can lose persuasiveness by overlooking too many facts, as seen in Graham Allison’s Destined for War. As part of his analysis on Thucydides’ Trap, Allison argues that 15th Century Spain peacefully displaced Portugal, using the division of America at Tordesillas as proof. But that overlooks the War of the Castilian Succession between them during that period, and the various colonial skirmishes and threats that continued afterwards.

Simplification also shouldn’t result in something untrue. Edward Luttwak, in The Rise of China vs the Logic of Strategy, argues that classical Chinese strategy was made in a context of all states sharing the same culture, hence why it stresses pragmatism, flexibility and intrigue. But during the time of Sun Tzu, not only were the various states arguably not of the same culture, they also had extensive interactions with non-Han both during the period and for centuries afterwards.

In general, the more historical or strategic ground a book has to cover, the more it has to simplify, and the greater the potential for trouble. Part of avoiding the simplification problem, therefore, is to limit the scope of the book.

3. Limits historical details. The other side of the coin is too much detail, which is a problem of readability. For example, Michael Barnhart’s Japan Prepares for Total War is an incredibly informative but unfortunately dense book, full of coal and molybdenum allocations, meetings between ever-shifting Japanese factions and on top of that, the view from the US, which makes it a pretty dense read.

On the other hand, too much detail can come in the form of inserting lower-level analysis in a strategic-level text. Andrew Field’s Royal Navy Strategy in the Far East 1919-1939 expertly shows the naval dilemmas faced by interwar Britain, but the argument is broken up and diluted because of the inclusion of British fleet tactics and discussions of what ship goes to what port.

Limiting detail is a real problem for 20th Century grand strategy because of the sheer volume of information available, but the previous rules of simplification apply: not too much, and not in a way that is completely unjustified by the facts.

Recommendations
There are two main types of grand strategy book. The first is what I call structural analysis, which seeks to lay down general rules for grand strategy. Within it, there is:
                - Geopolitical analysis, analyzing what resources or terrain incentivize what outcomes;
                - and Strategic analysis, analyzing what state actions produce what outcomes.

The second main type is historical analysis, which instead of general rules, is focused on actual history and leaves the job of figuring out rules to the reader. Within it are books dealing with either a specific or a broader historical scope.

Before we begin, I have to declare my biases here: as a person who studied politics and international relations in the UK, I prefer the ‘British’ school of analysis, which is more word-based and generalist, compared with the US emphasis on statistics and specialization.

An example of US-style strategic analysis is Alastair Iain Johnston’s Cultural Realism, which statistically analyzes Chinese texts and Ming Dynasty policy to argue against the idea that China’s strategy is more peace-loving than others. It’s a fairly dense read.

Structural Analysis
Geopolitics
For me, the first chapter of Jos Gommans’ Mughal Warfare contains a superb geopolitical analysis of early modern India, and that’s why his was the subject of my first video. It examines not just the impact of terrain and trade, but also the climate and biosphere on the Mughal Empire’s political expansion. It’s not everyday that you’ll see somebody talk about the strategic impact of growing rice instead of wheat!

In a sense, the book is a more comprehensive version of the ‘Geographic Challenge’ series that Stratfor produces both on YouTube and in print. A Wess Mitchell’s overview of Austrian geopolitics in The Grand Strategy of the Habsburg Empire is also a similarly good read.



Strategic
For all his historical simplifications, Edward Luttwak’s non-historical strategic analysis is fairly readable. Strategy does a good job of introducing the ideas of the ‘dynamic paradox’ and ‘culminating point’ in strategy, and Coup d’Etat provides well-rounded analysis based on a theoretical case study. Turbo Capitalism has 2 chapters on geoeconomics that form a state-interventionist counter to Blackwill and Harris’ War by Other Means. Note that Luttwak’s books date from the 1980s, however.

For strategic analysis based on historical research, I recommend Rebecca Berens Matzke’s book Deterrence Through Strength, which by analyzing 3 British diplomatic crises in the 1840s and 50s, applies and refines the theory of ‘deterrence’ to 19th-Century seapower, in particular the concepts of ‘persuasion’ and ‘signaling’. It’s a good way of thinking about the naval theories of Mahan and Corbett in practice, especially in a peacetime context.

Historical Analysis
Specific Campaigns
For historical analysis on specific campaigns, I find Donald Stoker’s The Grand Design: Strategy and the US Civil War and Andrew Lambert’s The Crimean War to be readable yet comprehensive texts. Covering events from the operational level upwards, they demonstrate that strategy is not just a matter of having the right plan, but also being able to coordinate said plan between different actors.

As an additional bonus, YouTube has videos of both authors lecturing on their respective subjects, though Andrew Lambert’s is more operationally and tactically-focused.

Extended Period/Scope
For historical analysis that focuses on one country over an extended period, Jeremy Black’s From Louis XIV to Napoleon analyzes France’s grand strategy throughout the 18th Century, showing how both its long-term financial troubles and short-term political choices caused it to lose out to Britain.

For analysis that focuses on a set of countries within a specific period, Joe Maiolo’s Cry Havoc analyzes the pre-WWII economic and production strategies of the major Allied and Axis powers.

Lastly, for macro-historical analysis I would recommend Paul Kennedy’s The Rise and Fall of Great Powers, though I would note that the scope of that book is so broad that the only strategic theme clearly present is the long-term importance of economic and productive power, which is true enough but leaves out the impact of short-term strategy.

Conclusion
Obviously this list reflects my own reading, tastes and knowledge background; so again, feel free to add your own opinions in the comments. For now, thank you for watching, I’m Strategy Stuff, please like and subscribe, and take care!

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